Board Leadership


Board Leadership Webinar: The Board’s Relationship to Compliance

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While it’s the responsibility of the Compliance Officer to develop and implement a compliance program and attend to the day-to-day operations of the plan, it is important that Board members are kept informed of the progress of the compliance plan and notified of pertinent issues as they arise. It is also essential for Board members to receive ongoing education about the purpose and need for an effective compliance program, so they can be mindful of compliance risks that the organization may face.

This discussion will include:

  • Tips for engaging with compliance on program initiatives and pertinent information
  • Receiving relevant and timely education on compliance
  • Understanding compliance information and board reports that should be expected from the Compliance Officer

Who Should Attend:

  • Board of Directors
  • CEOs
  • CFOs
  • Compliance Officers
  • Senior Leadership