Compliance Officer Engagement with the Board

Register Now

Compliance Officers work hard to develop and implement a compliance program, however when trying to manage the compliance program day to day, it is difficult to keep track of information that should be shared with the Board.

Board members should receive ongoing education about the purpose and need for an effective compliance program, so it is important to compile information in a meaningful way for comprehension and decision making.  A format tool such as a dashboard should implemented to keep the Board informed of the progress and notified of pertinent issues.

This 1-hour webinar will suggest tools to help Compliance Officers understand what the Board should expect from a compliance officer and offer best practices for engaging the Board in the Compliance Program.


Learning Objectives:

  • Communicate compliance program initiatives and results effectively with Board members
  • Provide relevant and timely education to Board members
  • Identify the information and reports that Board members should expect from the Compliance Officer

Who Should Attend:

  • Board of Directors
  • Compliance Officers
  • CEOs


The Compliance Certification Board (CCB)® has approved this event for up to 1.2 live and CCB CEUs based on a 50-minute hour. Continuing Education Units are awarded based on individual attendance records. Granting of prior approval in no way constitutes endorsement by CCB of this event content or of the event sponsor.